FINRA Representation

Represented large-scale privately held broker-dealer in a Financial Industry Regulatory Authority (FINRA) investigation regarding business development and cost sharing activities.

Firm Highlights

Publication

What Nonprofit Board Leadership Needs To Know About Internal Investigations

Welcome to EO Radio Show – Your Nonprofit Legal Resource. I'm Cynthia Rowland, and today we'll cover an important governance topic for all nonprofit organizations. That is, what leadership needs to know about internal...

News

Farella Braun + Martel Earns 2024 Best Law Firms® Rankings

Publication

Wire Fraud Victims Have New Reporting Factors After Ciminelli

Originally published by Bloomberg Law . Courts around the country have seen an influx of challenges to indictments and convictions since the US Supreme Court’s unanimous decision in Ciminelli v. United States last May...