Privately Held Public Entity Investment Advisor

Represented local investment advisor to public entities in ongoing parallel investigations by the Securities and Exchange Commission and Department of Justice regarding municipal bonds.

Firm Highlights

Publication

Individual Accountability in the Huawei Trade Secrets Prosecution

In the ongoing legal battle over the alleged theft of American trade secrets by Chinese telecom giant Huawei, one curious aspect is the lack of charges filed against any individual Huawei employees. On February...

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Publication

Branding Concerns Rise Amid Cryptocurrency Proliferation

New cryptocurrencies and tokens have been popping up all over the place, leading the SEC to set up an initial coin offering (ICO) section on its website and to promote recent enforcement actions in...

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Publication

3 Trends in Criminal Trade Secret Prosecution

Criminal trade secret prosecutions are on the rise nationwide and in the Northern District of California, especially cases relating to alleged theft by Chinese nationals and entities. According to a 2017 report by the...

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Event

Bloomberg Law In-House Forum West: The Trigger: Internal Investigation Trends

Jessica Nall will speak at the Bloomberg Law In-House Forum West program, "The Trigger: Internal Investigation Trends." For companies that are rapidly evolving, becoming more digital and global, staying aware of developments that may...

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Publication

Token Taxonomy Act Seeks to Provide Regulatory Clarity to Crypto Industry

Two United States congressmen introduced legislation in late December that would exclude certain digital currencies from being defined as securities – a bill that, if enacted, may finally provide the cryptocurrency industry with regulatory...

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News

Aviva Gilbert Selected as 2019 Leadership Council on Legal Diversity Pathfinder

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Publication

What’s Privilege Got to Do With It? Practical Tips for Managing Bank Regulators Access to Attorney-Client Privileged Information

The attorney-client privilege, which prohibits the compelled disclosure of confidential communications between an attorney and their client, is enshrined in common law and statutory codes across the country. See, e.g., Cal. Evid. Code §...

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