SEC v. Leslie

We represented a former software company CEO in defense of a civil enforcement action brought by the SEC alleging accounting improprieties. After obtaining a ruling on summary judgment that significantly narrowed the claims against our client, we negotiated a favorable settlement with the SEC.

Firm Highlights

News

Farella Attorneys Named to 2022 Northern California Super Lawyers and Rising Stars

Thirty-four Farella Braun + Martel lawyers were named to the Super Lawyers and Rising Stars lists of top attorneys in Northern California for 2022. Super Lawyers: Carly Alameda – Business Litigation George Argyris &ndash...

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Karen Kimmey Named Fellow of Litigation Counsel of America

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Internal Investigations for Nonprofits: A Means of Identifying and Addressing Misconduct Before the Regulators Come Calling

The worst nightmare for most nonprofit board members is a complaint that sparks an investigation of misconduct at the organization. The ember may have been burning for some time before the board becomes aware...

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Litigation Trends In the Private Equity and Venture Capital Space

In today's Upside episode, we explore fiduciary duty in the venture capital context. Can owners of a venture capital management company act in ways that explicitly disadvantage their business partners? Can they agree to...

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William Keane Elected Regent of the American College of Trial Lawyers

William P. Keane headshot
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Lawyers on the Fast Track: Aviva Gilbert and Janice Reicher

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Publication

Nonprofit Basics: Document Retention Policies and Subpoenas, and a Conversation With Aviva Gilbert on Why Good Policies Matter

Welcome to EO Radio Show – Your Nonprofit Legal Resource . This Nonprofit Basics episode covers record retention policies, document destruction schedules, and why they matter. You may have noticed that the IRS Form...

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Publication

The Humility To Prepare and the Confidence To Pull It off With Doug Young

Mike Herring interviews past ACTL President Doug Young in this episode of  Trial Tested: A Podcast by the American College of Trial Lawyers . S3E6: The Humility To Prepare and the Confidence To Pull It off With...

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News

50 Farella Lawyers in 2023 The Best Lawyers in America® and the Best Lawyers: Ones to Watch in America™; 4 Lawyer of the Year Awards

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Publication

Internal Investigations for Nonprofits: A Means of Identifying and Addressing Misconduct Before the Regulators Come Calling

Cynthia Rowland: Welcome to EO Radio Show , Your Nonprofit Legal Resource, brought to you by the Exempt Organizations Group at Farella Braun + Martel. My name is Cynthia Roland and I'm a partner at Farella...

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