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Compliance Concerns Stymie Companies Eyeing IPO Plunge

July 24, 2013 Media Coverage

Daily Journal

July 24, 2013

“Compliance concerns stymie companies eyeing IPO plunge”

Farella’s William Keane raises the issue of the "compliance gap." The difference between what new public companies should be doing and the steps they’re actually taking.

 

Keane comments, “Often when entrepreneurial companies go through an IPO and are maturing into mid-cap, publicly traded companies, their implementation of compliance programs can lag. What it takes to be a startup isn’t necessarily what it takes to be a regulated, publicly traded company. There are certain compliance requirements that kick in that sometimes companies are slow to adopt.”

 

 

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Farella Braun + Martel Attorneys, Practices Recognized by Chambers USA 2020

SAN FRANCISCO, April 23, 2020: Farella Braun + Martel announces that Chambers USA has recognized 12 lawyers and five practice areas in the legal directory’s 2020 edition. Individual Rankings: Tyler Gerking – Insurance: Policyholders...

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Publication

INSIGHT: Are Your Employees Using Messaging Apps for Business Communications? Understanding Compliance Implications

Employees are using ephemeral messaging apps—where messages “disappear"—but do they? Farella Braun + Martel attorneys lay out legal pitfalls and compliance issues and the digital minefield that arises when employees don’t use company-sanctioned email...

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Benchmark Litigation Honors Farella’s Doug Young With Hall of Fame Award

Farella Braun + Martel’s Douglas R. Young was honored with Benchmark Litigation ’s Hall of Fame award at its annual awards ceremony on March 5th at the St. Regis in San Francisco. According to...

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Publication

Going it Alone: How to Manage Cybercrime Response With Less Government Help

By: Jessica K. Nall, Chair, White Collar Defense and Corporate Investigations practice and Aviva J. Gilbert, Senior Associate, White Collar Defense and Corporate Investigations practice, Farella Braun + Martel [1] Several years ago when...

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Publication

FCC Designates Huawei as National Security Threat

In the ongoing confrontation between the U.S. government and Chinese telecom giant Huawei, the U.S. has dealt another major blow. The Federal Communications Commission issued an order on June 30, effective immediately, declaring that...

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News

Gov't Drops IP Theft Charges Against Ex-Jawbone Workers

Law360 reported that the U.S. Attorney’s Office for the Northern District of California in San Jose moved to dismiss all trade-secret-theft charges against the remaining four defendants in what was originally a six-defendant case...

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Farella Names New White Collar Defense & Internal Corporate Investigations Practice Co-Chairs

SAN FRANCISCO, June 29, 2020: Northern California legal powerhouse Farella Braun + Martel announces that Senior Associates Aviva J. Gilbert and Janice W. Reicher have been appointed co-chairs of its White Collar Defense and...

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