Many firms specialize exclusively in plaintiff or defense side representation in securities cases. We have worked on both, offering a broad perspective to the skills and expertise of our securities litigators.  On the plaintiff side, we obtained a $40 million settlement for a class defrauded in a commodities “boiler-room” scheme after a five-month jury trial in Florida. At the same time, we successfully defended and obtained a dismissal of a corporate client in a $600 million securities class action against some of the most formidable plaintiffs firms in the country. We regularly represent corporate officers and directors in both judicial and regulatory proceedings, covering cases involving insider trading, stock manipulation, revenue recognition issues, other accounting practices, mergers and acquisitions, and issues of corporate control and management.  We routinely provide clients with securities advice.

We frequently represent parties in parallel proceedings that include securities class actions, Securities Exchange Commission regulatory and enforcement matters, and grand jury proceedings. These matters often involve attorneys experienced in both civil and criminal matters as well as insurance coverage, working as a team to provide clients the best possible service.

Firm Highlights

News

As Feds Step Up White-Collar Enforcement, Companies Face Heightened Risks

Aviva Gilbert, Farella partner and co-chair of the firm's White Collar Criminal Defense and Internal Corporate Investigations Group, was quoted in the Corporate Counsel article "As Feds Step Up White-Collar Enforcement, Companies Face Heightened...

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Publication

Internal Investigations for Nonprofits: A Means of Identifying and Addressing Misconduct Before the Regulators Come Calling

The worst nightmare for most nonprofit board members is a complaint that sparks an investigation of misconduct at the organization. The ember may have been burning for some time before the board becomes aware...

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News

Farella’s Family Wealth and Private Client Offerings Bolstered by Two New Partners

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Event

Navigating the Permitting Process & Expediting Projects to Build a Better City

CJ Higley is a speaker at Bisnow's San Francisco Construction & Development event "Navigating the Permitting Process & Expediting Projects to Build a Better City.” What You'll Learn: Construction costs, labor shortage, and supply...

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Publication

Nonprofit Basics: Navigating the Complex Rules That Describe A Public Charity

Welcome to EO Radio Show. This nonprofit basics episode is intended to help a founder of a new charity to navigate the complex rules that describe a public charity.  Many people think that the...

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Event

Fire Season Preparedness: What Wineries Should Do

Tyler Gerking is the moderator and Jennifer Bentley is a speaker at the Paso Robles Wine Country Alliance program "Fire Season Preparedness: What Wineries Should Do.”  Guest speakers include Piper Cole and Joe Nordlinger...

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Event

The 15th Annual Santa Fe Advanced Conference on Litigating Natural Resource Damages

Jim Colopy is a speaker at the 15th Annual Santa Fe Advanced Conference on Natural Resource Damages on the panel addressing "Federal Jurisdiction: Waters of the United States.” 

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Publication

Continuing Use of CGL Policies to Cover Data Breach Losses

Our lives and the products and devices we use become more dependent on data by the day. As a result, cyberattacks and data breaches present everchanging risks to companies and individuals, and the importance...

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Publication

Importance of Monetizing Intellectual Property Assets of a Portfolio Company

In this Upside episode, we explore developing and monetizing intellectual property assets of a portfolio company. How does a new company go about developing a patent portfolio? And why spend the time and effort...

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News

Welcome to Upside: A podcast by Farella's Private Equity and Venture Capital Group

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