Many firms specialize exclusively in plaintiff or defense side representation in securities cases. We have worked on both, offering a broad perspective to the skills and expertise of our securities litigators.  On the plaintiff side, we obtained a $40 million settlement for a class defrauded in a commodities “boiler-room” scheme after a five-month jury trial in Florida. At the same time, we successfully defended and obtained a dismissal of a corporate client in a $600 million securities class action against some of the most formidable plaintiffs firms in the country. We regularly represent corporate officers and directors in both judicial and regulatory proceedings, covering cases involving insider trading, stock manipulation, revenue recognition issues, other accounting practices, mergers and acquisitions, and issues of corporate control and management.  We routinely provide clients with securities advice.

We frequently represent parties in parallel proceedings that include securities class actions, Securities Exchange Commission regulatory and enforcement matters, and grand jury proceedings. These matters often involve attorneys experienced in both civil and criminal matters as well as insurance coverage, working as a team to provide clients the best possible service.

Firm Highlights

News

Farella Braun + Martel Represents ACE Cider in its Sale to Vintage Wine Estates

Northern California legal powerhouse Farella Braun + Martel represented ACE Cider , The California Cider Company, the top independently owned hard cider brand in the U.S., in its sale to Vintage Wine Estates, Inc...

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Publication

Cannabis Farms in the Neighborhood: Water, Contaminants and Other Proximate Matters

Farella's Buzz Hines, and guest speakers Kari Campbell-Bohard from EpicVeg and Lompoc Valley Cooling and Robert Schultz from Geo Blue Consulting, for a discussion on "Cannabis Farms in the Neighborhood: Water, Contaminants and Other...

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Publication

Investigations, Audits, Subpoenas, Oh My!

Our Nonprofit Education Series speakers Cynthia Rowland, Aviva Gilbert and guest speaker, Stephanie Fauerbach from FTI Consulting, discuss "Investigations, Audits, Subpoenas, Oh My!" Nonprofit entities can be just as prone to misconduct (theft, embezzlement, accounting snafus...

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News

Farella Welcomes Christopher Rendall-Jackson to Energy + Infrastructure and Real Estate Industry Groups

Headshot of Chris Rendall-Jackson
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Publication

Pushing for Diversity in Philanthropy

Farella's Wendy Hernandez and guest speaker, Afshan Paarlberg, assistant visiting professor at Indiana University Lilly Family School of Philanthropy, for the nonprofit industry program "Pushing for Diversity in Philanthropy." A pressing question for many...

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News

Farella Braun + Martel Earns 2022 U.S. News – Best Lawyers® "Best Law Firms" Rankings

SAN FRANCISCO, November 5, 2021: Northern California legal powerhouse Farella Braun + Martel earned national and regional rankings across several practice areas in the 2022 edition of U.S. News – Best Lawyers ® "Best...

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News

Farella Represents Far Niente Winery in its Acquisition of Provenance Vineyards

Northern California legal powerhouse Farella Braun + Martel represented Napa Valley luxury wine producer Far Niente Family of Wineries & Vineyards in its acquisition of the Provenance Vineyards real estate in Rutherford, Calif. from Treasury...

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News

Rebecca Stephens Appointed to BASF Barristers Club Board of Directors

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Publication

Disaster Matters: Property Insurance and the Wine Industry

Farella's Alexis Sinclair with guest speakers: Marc Levine from California's 10th Assembly District, Michael Miiller from California Association of Winegrape Growers, Mike Ryan from InterWest, and Jed Taborski from Silicon Valley Bank, discuss "Disaster Matters...

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Publication

Mitigating the Uncertainty of Smoke Taint in Wine Grapes

Smoke taint has dominated the worries of the California wine industry recent years. With unsettled climate conditions and continued droughts, there is no reason to think that smoke taint will not continue to be...

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