Many firms specialize exclusively in plaintiff or defense side representation in securities cases. We have worked on both, offering a broad perspective to the skills and expertise of our securities litigators.  On the plaintiff side, we obtained a $40 million settlement for a class defrauded in a commodities “boiler-room” scheme after a five-month jury trial in Florida. At the same time, we successfully defended and obtained a dismissal of a corporate client in a $600 million securities class action against some of the most formidable plaintiffs firms in the country. We regularly represent corporate officers and directors in both judicial and regulatory proceedings, covering cases involving insider trading, stock manipulation, revenue recognition issues, other accounting practices, mergers and acquisitions, and issues of corporate control and management.  We routinely provide clients with securities advice.

We frequently represent parties in parallel proceedings that include securities class actions, Securities Exchange Commission regulatory and enforcement matters, and grand jury proceedings. These matters often involve attorneys experienced in both civil and criminal matters as well as insurance coverage, working as a team to provide clients the best possible service.

Firm Highlights

Event

3rd Annual BASF Cannabis Conference

Jeff Hamilton will moderate the program "All of the “Hot Topics” in Cannabis” at the 3rd Annual BASF Cannabis Conference. Details: The BASF Cannabis Conference provides attorneys an opportunity to enhance their practical skills...

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Publication

The Election Season Is Upon Us: Guidance for Managing Political Expression in the California Workplace

In a year of extraordinary events, this election has been more divisive and controversial than any other in recent history. Many employers are grappling with how they should manage political expression in the workplace...

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News

More Americans Are Renouncing Their Citizenship

In the article, "More Americans Are Renouncing Their Citizenship," originally published in The Wall Street Journal , Erin Fraser discusses tax and estate planning issues related to renouncing U.S. citizenship. Link to the full article .

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News

3 Things To Know After Busy WDTX Patent Judge's 1st Trial

Eugene Mar spoke to Law360 about the  MV3 Partners LLC v. Roku Inc.  case in the article, " 3 Things To Know After Busy WDTX Patent Judge's 1st Trial." In the article, Eugene said he's...

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Publication

Proposition 24: California’s Ever-Evolving Privacy Landscape

Next Tuesday is election day, and this year, California voters are deciding whether to support another statewide privacy initiative – the California Privacy Rights Act (CPRA) (Proposition 24).  This measure would expand on the...

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News

Alexis Sinclair Joins Farella Braun + Martel’s Financial Services Industry Group

SAN FRANCISCO, October 14, 2020: Northern California legal powerhouse Farella Braun + Martel is pleased to announce that business transactions lawyer Alexis Sinclair has joined the firm as special counsel in its Financial Services...

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Publication

Year-End Estate Planning in an Election Year

The 2020 election is less than a month away and year-end estate planning is already underway for many. Under current law, the estate, gift and GST (generation-skipping transfer) tax exemptions for 2020 are set at...

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Event

LSI's PFAS Contamination and Regulation in California Virtual Conference

Sarah Bell will be speaking at LSI's virtual conference on PFAS Contamination and Regulation in California live webinar, "PFAS and Hazardous Materials Cleanup Laws." Details: CWA violations, CERCLA designations, and NRD claims as potential game...

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Event

Trade Secrets Protection, Enforcement & Litigation West Coast Conference

Eugene Mar is a featured panelist at the Trade Secrets Protection, Enforcement & Litigation West Coast Conference virtual event.

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Publication

Insights Into the First Patent Trial in Waco, Texas - MV3 Partners v. Roku

A 7-person jury in Waco, Texas, recently returned its verdict in the first patent trial held before Judge Albright: defense verdict, no finding of infringement. In the MV3 Partners v. Roku dispute, MV3 Partners...

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