Many firms specialize exclusively in plaintiff or defense side representation in securities cases. We have worked on both, offering a broad perspective to the skills and expertise of our securities litigators.  On the plaintiff side, we obtained a $40 million settlement for a class defrauded in a commodities “boiler-room” scheme after a five-month jury trial in Florida. At the same time, we successfully defended and obtained a dismissal of a corporate client in a $600 million securities class action against some of the most formidable plaintiffs firms in the country. We regularly represent corporate officers and directors in both judicial and regulatory proceedings, covering cases involving insider trading, stock manipulation, revenue recognition issues, other accounting practices, mergers and acquisitions, and issues of corporate control and management.  We routinely provide clients with securities advice.

We frequently represent parties in parallel proceedings that include securities class actions, Securities Exchange Commission regulatory and enforcement matters, and grand jury proceedings. These matters often involve attorneys experienced in both civil and criminal matters as well as insurance coverage, working as a team to provide clients the best possible service.

Firm Highlights

Publication

PAGA Amendments: A Reprieve for Employers Proactively Addressing Labor Code Violations, but Ambiguities Remain

On July 1, 2024, California Governor Gavin Newsom signed into law a package of reforms to the Private Attorneys General Act (“PAGA”), a statute that has created headaches for employers and driven up wage...

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News

Farella Lawyers Recognized as 2024 IP STARS by Managing Intellectual Property

Farella Braun + Martel is pleased to announce that  Managing Intellectual Property has recognized partners Daniel Callaway , James Day , Jeffrey Fisher , Winston Liaw , and Eugene Mar in the 2024 edition of...

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Publication

Expedited Review of IRS Applications for Recognition of Exempt Status

Welcome to  EO Radio Show - Your Nonprofit Legal Resource .  In Episode 87, Cynthia Rowland covers the rules that apply to a new charitable organization that wants expedited review of its application for...

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Publication

Nonprofit Quick Tip: State Filings in New Mexico and Utah

Welcome to  EO Radio Show - Your Nonprofit Legal Resource . This is the 13th in a series of “Quick Tip” episodes focusing on the details of state registration of nonprofit corporations. In an earlier...

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News

Farella Braun + Martel Ranked in Chambers High Net Worth 2024

Farella Braun + Martel is pleased to announce that our Private Client Industry Group and Family Wealth Partner Mark Weaver were recognized in Chambers High Net Worth  2024 in the Private Wealth Law in...

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Event

17th Annual Santa Fe Advanced Conference on Natural Resource Damages

Farella Braun + Martel is a sponsor of the Law Seminars and Internationals' 17th Annual "Santa Fe" Advanced Conference on Natural Resource Damages.  Christopher Rendall-Jackson will participate on a panel titled "The Latest on the...

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Event

CEQA Decoded: Air Quality Analysis for Bay Area Projects

CJ Higley and Don Sobelman with guest speakers Sarah Manzano with Ramboll and Josh Pollak with City and County of San Francisco Planning Department discuss "CEQA Decoded: Air Quality Analysis for Bay Area Projects."  Join...

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News

Farella Braun + Martel Attorneys Named to 2024 Northern California Super Lawyers and Rising Stars

Thirty-four Farella Braun + Martel lawyers were named to the Super Lawyers and Rising Stars lists of top attorneys in Northern California for 2024. 2024 Farella Northern California  Super Lawyers: Amy Briggs – Business...

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Event

17th Annual Santa Fe Advanced Conference: Natural Resource Damages

Farella Braun + Martel is a sponsor of the Law Seminars and Internationals' 17th Annual "Santa Fe" Advanced Conference on Natural Resource Damages.  Sarah Bell, a program co-chair, will participate on two panels: "Best...

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Publication

REFRESH: Nonprofit Basics: Overview of Nonprofit Charitable Organization Types: Corporation, LLC, Trust, Association and Fiscal Sponsorship

Welcome to  EO Radio Show - Your Nonprofit Legal Resource . For the next few weeks, we refresh several of the show's earliest episodes. During these dog days of summer, it’s a good time...

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