Many firms specialize exclusively in plaintiff or defense side representation in securities cases. We have worked on both, offering a broad perspective to the skills and expertise of our securities litigators.  On the plaintiff side, we obtained a $40 million settlement for a class defrauded in a commodities “boiler-room” scheme after a five-month jury trial in Florida. At the same time, we successfully defended and obtained a dismissal of a corporate client in a $600 million securities class action against some of the most formidable plaintiffs firms in the country. We regularly represent corporate officers and directors in both judicial and regulatory proceedings, covering cases involving insider trading, stock manipulation, revenue recognition issues, other accounting practices, mergers and acquisitions, and issues of corporate control and management.  We routinely provide clients with securities advice.

We frequently represent parties in parallel proceedings that include securities class actions, Securities Exchange Commission regulatory and enforcement matters, and grand jury proceedings. These matters often involve attorneys experienced in both civil and criminal matters as well as insurance coverage, working as a team to provide clients the best possible service.

Firm Highlights

Publication

California Extends Presumption of COVID-19 as Workers’ Compensation Injury and Modifies Notice Requirements for Potential Exposure

In addition to AB 152 extending COVID-19 leave through December 31, 2022 , Governor Gavin Newsom has also signed into law two other COVID-related bills—AB 1751 and AB 2693—affecting employers’ policies regarding employees who...

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Publication

Nonprofit Basics: Supporting Organizations - Part 1

Welcome to EO Radio Show – Your Nonprofit Legal Resource . This episode is the first of two parts that discuss the definition of supporting organizations as a special type of public charity. All...

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News

Kelly Matayoshi Receives 2022 Barristers Diversity Award

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News

Farella Braun + Martel Earns 2023 U.S. News – Best Lawyers® "Best Law Firms" Rankings

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News

Farella Receives American Antitrust Institute 2022 Antitrust Enforcement Award

Northern California legal powerhouse Farella Braun + Martel is proud to announce that it has received a 2022 Antitrust Enforcement Award for “Outstanding Antitrust Litigation Achievement in Private Law Practice” from the American Antitrust...

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Publication

Nonprofit Basics: Supporting Organizations Part 2 - Orientation for Understanding Type III Supporting Organizations

Welcome to EO Radio Show – Your Nonprofit Legal Resource .  Episode 24 is the second of two parts that discuss supporting organizations as a special type of public charity. All supporting organizations must...

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Event

Hot Topics and Recent Developments in the World of Insider Trading

Janice Reicher is a speaker at the Bar Association of San Francisco's MCLE program "Hot Topics and Recent Developments in the World of Insider Trading." Session Overview: This program will cover hot topics and recent developments in...

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Event

Plastics and Recyclability Claims

Elisabeth Dorsi is moderating the plenary session "Plastics and Recyclability Claims" at the ABA’s 2023 Environmental & Energy, Mass Torts, and Products Liability Litigation Committees’ Joint Regional CLE Program. Session Overview: This panel will discuss the...

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Publication

Regulatory and Litigation Risks From California’s New Recycling Laws

California is a leader on plastics reduction, passing legislation regulating recyclability and sustainability claims, promoting the use of recycled materials, and preventing plastics pollution. In particular, two new laws require manufacturers to carefully evaluate...

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Event

Legal Ethics in a Hybrid Work Environment

Sarah Bell is speaking at the ethics plenary session "Legal Ethics in a Hybrid Work Environment" at the ABA's 2023 Environmental & Energy, Mass Torts, and Products Liability Litigation Committees’ Joint Regional CLE Program. Session Overview: Post-COVID, we now...

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