Publications
February 19, 2019
The CCO – The SEC’s Target or Ally in Examinations and Enforcement?
The Review of Securities & Commodities Regulation
February 19, 2019 Articles
Questionable Proceedings: The Constitutionality of Adjudication by SEC Administrative Law Judges Faces Judicial and Legislative Challenges
Los Angeles Lawyer
February 19, 2019
Not the Last Challenge to SEC’s Use of ALJs
Daily Journal
February 19, 2019 Articles
Steps Directors & CIOs Can Take to Mitigate Cyberattack Losses
Wall Street Journal, CIO Journal
February 19, 2019 Articles
Constitutionality of SEC’s Administrative Law Judges Headed to Supreme Court?
Harvard Law School Forum on Corporate Governance and Financial Regulation,
October 2, 2014
How Directors Can Mitigate Risk with the SAFETY Act
National Association of Corporate Directors
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