SEC Investigation re: Penny Stock Trading

In regard to an alleged insider trading lawsuit against a participant in several penny stock investment vehicles, successfully negotiated with the SEC that the client be viewed as a witness and not a target of the investigation.

Firm Highlights

Publication

What Nonprofit Board Leadership Needs To Know About Internal Investigations

Welcome to EO Radio Show – Your Nonprofit Legal Resource. I'm Cynthia Rowland, and today we'll cover an important governance topic for all nonprofit organizations. That is, what leadership needs to know about internal...

Publication

Wire Fraud Victims Have New Reporting Factors After Ciminelli

Originally published by Bloomberg Law . Courts around the country have seen an influx of challenges to indictments and convictions since the US Supreme Court’s unanimous decision in Ciminelli v. United States last May...