Business Transactions

Securities

Farella Braun + Martel’s Securities Group represents public and private companies, board committees, and individuals serving as directors and officers on a full range of corporate and securities matters.  Our practice focuses primarily on emerging growth and middle-market companies.

Strategic Transactions

We assist our clients with evaluating, structuring and completing strategic transactions that a business may encounter at various stages of its development, including:

  • Private equity investments, including seed or venture capital financing
  • Public offerings
  • Follow-on offerings
  • Mergers and acquisitions
  • Credit facilities and debt instruments
  • Recapitalizations
  • Reorganizations

Public Company Compliance

We also advise companies, board committees and individual directors and officers on complying with reporting, disclosure and corporate governance obligations under SEC, Nasdaq and stock exchange regulations and listing requirements, such as:

  • Corporate governance including Sarbanes-Oxley reforms
  • Proxy statements and contested elections
  • Current and periodic reports under the Securities Exchange Act of 1934
  • 10-Ks and 10-Qs
  • Executive compensation and benefits
  • General corporate matters 

Industries and Regions Served

Farella Braun + Martel serves companies both domestically and abroad and has worked effectively in a number of industries. In addition to representing clients located in San Francisco, Silicon Valley and Northern California, we work with companies located throughout the United States and overseas in:

  • Canada
  • United Kingdom
  • Australia
  • Japan
  • Hong Kong


And we have experience working with companies in numerous industries, including:

  • Information technology services
  • Packaged software
  • Systems design
  • Wine and food products
  • Professional services
  • Consumer and retail goods
  • Private equity
  • Financial services
  • Real estate management and development

Firm Highlights

News

City of San Mateo Sued by Nonprofit Over New Housing Plan

Tom Mayhew spoke to CBS News about the lawsuit filed by Housing Action Coalition (HAC) and Farella against the City of San Mateo. The lawsuit challenges the city's recently adopted Housing Element in order to...

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News

Special-Servicer Work Heats Up, Revealing CMBS Tensions

Restructuring, insolvency, and creditors rights partner Gary Kaplan provided expert commentary in the Law360 Real Estate Authority article "Special-Servicer Work Heats Up, Revealing CMBS Tensions." In the article, Gary noted that there is usually...

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Event

21st Annual Stanford Digital Economy Best Practices Conference

Erik Olson is speaking at the 21st Annual Stanford Digital Economy Best Practices Conference for the session "Track A: Content Moderation." To register for the event, please click  here .

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Publication

A New Overtime Threshold Takes Effect in Mere Weeks: HR Should Assess Its Impact Now

On April 23, 2024, the U.S. Department of Labor (DOL) issued its final rule increasing the minimum pay requirements under the Fair Labor Standards Act (FLSA) for various exempt “white-collar” employee categories beginning on...

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News

San Mateo signed off on its housing element this week. It's already facing a lawsuit.

Farella's Tom Mayhew, CJ Higley, Daniel Contreras, Vanessa Ing, and Alyssa Netto were mentioned in the Daily Journal article "San Mateo signed off on its housing element this week. It's already facing a lawsuit."...

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News

Housing Action Coalition and Farella Braun + Martel File Lawsuit Challenging the City of San Mateo’s Housing Element

Today, the Housing Action Coalition (HAC) and Farella Braun + Martel LLP filed a lawsuit against the City of San Mateo, challenging its recently adopted Housing Element in order to make the city comply with...

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Publication

REFRESH: Loot and Private Foundation Rules – Part 2

Welcome to  EO Radio Show - Your Nonprofit Legal Resource . In this episode, I refresh  EO Radio Show  episode 22, the second of our two episodes exploring private foundation rules using commentary on the...

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Publication

REFRESH: Loot and Private Foundation Rules – Part 1

Welcome to  EO Radio Show - Your Nonprofit Legal Resource . In this episode, I'm happy to refresh  EO Radio Show  episode 21, the first of our two episodes exploring private foundation rules using the...

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Publication

No Three-Year Bar on Copyright Damages (For Now): SCOTUS Issues Opinion in Warner Chappell Music, Inc. et al. v. Sherman Nealy et al.

In a 6-3 majority decision in Warner Chappell Music, Inc. et al. v. Sherman Nealy et al. , the Supreme Court held that the Copyright Act entitles a copyright owner to recover damages for any...

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Event

Clean Repowering: How to Capitalize on Fossil Grid Connections to Unlock Clean Energy Growth

Farella’s Linda Gilleran and Chris Rendall-Jackson and Rocky Mountain Institute’s (RMI) Uday Varadarajan are presenting the session “Clean Repowering: How to Capitalize on Fossil Grid Connections to Unlock Clean Energy Growth” at the ACG...

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