Business Transactions

Securities

Farella Braun + Martel’s Securities Group represents public and private companies, board committees, and individuals serving as directors and officers on a full range of corporate and securities matters.  Our practice focuses primarily on emerging growth and middle-market companies.

Strategic Transactions

We assist our clients with evaluating, structuring and completing strategic transactions that a business may encounter at various stages of its development, including:

  • Private equity investments, including seed or venture capital financing
  • Public offerings
  • Follow-on offerings
  • Mergers and acquisitions
  • Credit facilities and debt instruments
  • Recapitalizations
  • Reorganizations

Public Company Compliance

We also advise companies, board committees and individual directors and officers on complying with reporting, disclosure and corporate governance obligations under SEC, Nasdaq and stock exchange regulations and listing requirements, such as:

  • Corporate governance including Sarbanes-Oxley reforms
  • Proxy statements and contested elections
  • Current and periodic reports under the Securities Exchange Act of 1934
  • 10-Ks and 10-Qs
  • Executive compensation and benefits
  • General corporate matters 

Industries and Regions Served

Farella Braun + Martel serves companies both domestically and abroad and has worked effectively in a number of industries. In addition to representing clients located in San Francisco, Silicon Valley and Northern California, we work with companies located throughout the United States and overseas in:

  • Canada
  • United Kingdom
  • Australia
  • Japan
  • Hong Kong


And we have experience working with companies in numerous industries, including:

  • Information technology services
  • Packaged software
  • Systems design
  • Wine and food products
  • Professional services
  • Consumer and retail goods
  • Private equity
  • Financial services
  • Real estate management and development

Firm Highlights

News

EPA Narrows States’ Veto Power Over Infrastructure Projects

Environmental Law Partner Sarah Bell spoke to Bloomberg Law about EPA rule (RIN: 2040-AF86 ), which aims to discourage coastal states from relying on part of the Clean Water Act to block fossil fuel...

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Event

7th Annual Partner Compensation One-Day Workshop

Brian Donnelly is presenting the case study session, "Managing Partner Performance" at Fairfax Associates' 7th Annual Partner Compensation One-Day Workshop. Click here for more information.

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Publication

Permitting Utility-Scale Battery Energy Storage Projects: Lessons From California

The increasing mandates and incentives for the rapid deployment of energy storage are resulting in a boom in the deployment of utility-scale battery energy storage systems (BESS). In the first installment of our series...

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News

Dan Cohn Named to American Friends of Tel Aviv University Board of Directors

SAN FRANCISCO, May 26, 2020: Farella Braun + Martel Partner Daniel E. Cohn was elected to the American Friends of Tel Aviv University (AFTAU) Board of Directors. AFTAU is a nonprofit organization that raises...

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Publication

What Retailers Need to Know About California’s Price-Gouging Laws

Pandemic-related price spikes in consumer goods have attracted the attention of both government enforcers and private plaintiff. In California, Attorney General Xavier Becerra has issued two admonitions against price gouging – one focused on online retail platforms...

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Event

Hot Topics Facing Nonprofit Organizations and Their Advisors in 2020 (Webinar)

Join speakers, Cynthia Rowland and Matt Lewis, for a discussion of current issues nonprofit organizations and their advisors are facing this year. Cynthia and Matt will cover: About that nest egg—when nonprofits can, and can’t...

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Publication

Coronavirus (COVID-19) Insights and Resources

The spread of the coronavirus (COVID-19) is causing disruption throughout the US that we have not seen in generations. Governmental entities, academia, and the private sector are working diligently to contain COVID-19 while it...

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Event

Employment Laws and the New Normal: New Workplace Obligations and a New Look at Prior Obligations (Webinar)

Holly Sutton and Rebecca Stephens present the program "Employment Laws and the New Normal: New Workplace Obligations and a New Look at Prior Obligations" to the Association of Corporate Counsel (ACC) San Francisco Bay Area Chapter. ...

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Publication

Zoom Successfully Addresses New York’s Privacy and Security Concerns

A few weeks ago on this blog, we addressed some of the legal issues that have arisen for Zoom , as it becomes a significant part of American daily life during the COVID-19 pandemic. ...

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News

Cyber Insurance Demand Heats Up As COVID-19 Hacks Rise

Tyler Gerking spoke to Law360 for the article "Cyber Insurance Demand Heats Up As COVID-19 Hacks Rise." As far as insurance coverage being available for fines and penalties that arise out of privacy and data security laws such as...

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